Financial Controls Assessment

A formal assessment of the design and operating effectiveness of key financial reporting controls, structured around COSO or SOX requirements. Each control is rated individually, deficiencies are aggregated, and a prioritised remediation plan assigns owners and timelines to all outstanding issues.

Ideal for internal audit teams, external auditors, and CFOs managing controls remediation programmes.

Contents

1. Executive Summary
2. Scope & Methodology
3. Entity-Level Controls
4. Financial Close and Reporting Controls
5. Revenue Controls
6. Accounts Payable / Purchasing Controls
7. Payroll Controls
8. Treasury Controls
9. IT General Controls
10. Deficiency Tracker
11. Management Remediation Plan